North Carolina General Statutes Chapter 78A. North Carolina Securities Act

This is FindLaw's hosted version of North Carolina General Statutes Chapter 78A. North Carolina Securities Act. Use this page to navigate to all sections within Chapter 78A. North Carolina Securities Act. Expand sections by using the arrow icons.

  • Article 1. Title and Definitions
  • Article 2. Fraudulent and Other Prohibited Practices
  • Article 3. Exemptions
  • Article 4. Registration and Notice Filing Procedures of Securities
  • Article 5. Registration of Dealers and Salesmen
  • Article 6. Administration and Review
  • Article 7. Civil Liabilities and Criminal Penalties
  • Article 8. Miscellaneous Provisions

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